Review published in Anthrozoös, vol. 12, #2 (1999), p. 124-126.

 

The Serpent and the Swan: The Animal Bride in Folklore and Literature.

Boria Sax. Blacksburg, VA: McDonald and Woodward. 1998. 276 pages.

 

A key factor in determining relationships between people and animals is the perception of differences that exist, or are alleged to exist, between humankind and nonhuman creatures. In general, people who believe that animals and human beings are similar and that differences in various traits are quantitative rather than qualitative are more apt to favor humane treatment of animals. Those who posit a great chasm between humans and animals are more prone to endorse exploitation of animals to suit human purposes. Thus in current controversies involving animal rights and animal welfare, as well as preservation of wild species, the perceived boundary between humankind and animals is a crucial issue.

Boria Sax’s book The Serpent and the Swan: The Amimal Bride in Folklore and Literature, explores the topic of human-animal barriers as it is exemplified in the many widespread popular tales of marriages between people and animals. Although there are variations in animal bride stories, there is a basic plot. Generally an animal takes on the form of a woman and marries her. The couple lives together for a while and children are born. But eventually the husband commits an error or violates some prohibition, causing the wife to revert to her animal form and leave him, taking the children with her. In many versions, the animal first becomes a woman by casting off her pelt and she must regain that pelt in order to turn into an animal again. In some of the tales of human-animal marriage, the roles are reversed: the animal is the groom and the woman is the bride. That is the case, for example, in the well-known stories of “The Frog King” (or “The Frog Prince") and “Beauty and the Beast.”

Sax points out that although tales of human-animal marriage “have been recorded on every continent (p.5), he concentrates on Eurasian versions. The animal bride cycle, he explains, “begins with the serpent cults of southeastern Europe and Mesopotamia during Neolithic times. As the story moves north, the predominant form of the bride becomes a water bird, particularly a swan. Then, near the coastal areas of Britain, it is often a seal.” The author’s purpose in this interdisciplinary study is to prove a brief and, he admits, incomplete history of the animal bride in folklore and literature and to explore the philosophical and ethical implications of the tale. Stories of marriages between animals and people can be both fascinating and terrifying, but the interactions between humans and other creatures that they represent “are simply encoded sociology” (p. 9). Sax explains that we construct reality not just through relationships with other people but also by confrontation with non-human beings. Animal bride tales, far from being dated curiosities, can shed light on the dilemmas of our times in which humans are increasingly alienated from the natural world. In the tales, the husband typically represents   humanity, while the bride represents the animal realm. The marriages are necessarily troubled and represent the ambiguity and complexity of relationships between people and nature. Through literature and folklore about human-animal intimacy, there is a continual exploration of the boundary between civilization and nature.

In discussing human-animal differences as they relate to the history of animal bride tales, Sax raises the issue of the “unique human vulnerability to suffering that pervades most of Western thought" (p. 17) — the notion that human beings ‘are superior to animals “precisely because we are extremely prone to sorrow” (p. 18). This, of course, is an aspect of the familiar argument used in the animal rights debate by those who feel that humans can rightfully exploit animals for their own advantage, even when it is detrimental to the animals. Opponents of animal rights often support their position by reference to humans’ greater vulnerability to suffering and the "deeper “interests” people consequently have in their own lives as compared to animals,

Animal bride tales are not only concerned with differences between species but also serve as vehicles to explore differences between women and men. Disparities between marriage partners in the tales are symbolic of differences between genders and represent barriers between females and males. Thus, the tales involve the commonly held, unresolved and persistent notion of women being perceived as closer to nature than men — that is, of women standing in relation to nature as men stand in relation to culture. Historically, this idea has been found in many diverse societies. Yet, although women are typically associated with nature, frequently there has been the contrasting societal image of women as guardians of civilization who overcome and subdue the wildness of men. Marriages between men and female animals also represent the parallels that have often been drawn between wives and pets. Sax points out the striking “similarity between romantic love and marriage on the one hand and pet-keeping on the other” (p 25). Both involve intense emotional bonds. Lovers use “pet-names,” and both wives and pets can be regarded by men as symbols of wealth and status. In contexts such as Playboy magazine women are given names like “pets” and “bunnies” that degrade and dehumanize them.

Interestingly, animal groom stories such as "Beauty and the Beast” generally feature a male animal that is permanently transformed into human form, whereas animal bride tales usual end with the human female being irrevocably changed beck into an animal and parted forever from her human spouse. Animal groom tales have happy endings and reveal greater “faith in the superiority of the human realm” (p. TB). Most animal grooms are princes who, although once enchanted and turned into beasts, belong in human realm. Animal grooms are often fierce species such as bears and lions, while animal brides are typically serpents and birds. But, as Sax points out, “…animal grooms may roar more loudly, yet it is animal brides. doser to their primeval origin, that truly inspire fear” (p. 79). These recurring themes in animal marriages speak volumes about the status of the female gender and its alleged intimacy with animal nature.

Not only animal spouses, but also creatures like centaurs and mermaids whose bodies join the human with the animal, take on the role of mediators between humans and animals, bridging the gap between the two realms. The quintessential message that is inherent in animal bride and groom phenomena is that since animals and humans can many, there must be only a relatively small differentiation between them. In his insightful discussions, Sax asserts that "the animal bride tale is an ongoing process, repeated and continued over millennia" (p. 29). He relates contemporary efforts to integrate humanity into the context of nature to the current ecology movement that emphasizes the relatedness of all forms of life. Through Darwinian evolution modern-day people trace human descent from animals, in much the same way as totemic tribes once recognized “kinship by blood” with animal ancestors. For Sax, marriage with an animal as it occurs in fairy tales "is a totemic bond linking humanity with the rest of creation” (p. 127).

Sax also raises issues concerning the Freudian idea that “petting and fondling of animals express sublimated sexuality” and that all attitudes toward animals ‘result from displacement of feelings toward other human beings” (p. 110). In that regard Sax refers to the notion that if all people are “port of a single family.” then any sexual relationship among human beings is accompanied by “a suspicion of incest. Thus “only animal grooms and brides seem innocent of the taint’ (p.110). Sax comments that a view of erotic passion as confined only to a human male and a human female is ”narrow arid profoundly anthropocentric. If we understand sexuality in a broader way, eros can include relations with animals and even plants or objects without any suggestion of displacement or perversion” (p. 110).

A recurring theme in Native American human—animal marriage tales is the idea that people acquired knowledge about the behavior and needs of animals from their non-human spouses. Human survival skills, especially hunting techniques, may have been learned from observation of animals. Before gods became anthropomorphic in form they may have represented animal deities. The rise of Christianity, of course, dictated a sharp differentiation between people and animals and brought to an end their ability to converse with each other. However, in his discussion of the Old Testament story of the Garden of Eden. Sax relates the animal bride theme to Adam and Eve and the serpent and explores the cult of the serpent and its influence upon human—snake interactions. There is also an interesting allusion to the story of the virgin Mary as an animal groom tale because the “conceiving agent is sometimes represented as a dove” (p. 45). Sax suggests that such tales exemplify a blending of paganism and Christianity, demonstrating the remarkable ability of Christianity to absorb paganism (p. 123).

Sax notes that “modern culture is based on sharp divisions between the realms of people, animals, plants. and objects. While people recognize these distinctions intellectually, the distinctions have never really been internalized. They do not describe our perceptions and responses. We can manipulate people as objects. We talk to plants. The proliferation of sentimental entertainments in modem times is partly due to the tension between humanistic philosophies and our animistic perception of the world” (p. 152). Currently, Western culture still includes the fear of latent zoolatry,” necessitating many ritual affirmations of human dominance. But, Sax warns, “when our hierarchies place man unequivocally among terrestrial creaturesthey leave humanity nowhere to search for companionship except among the stars” (p 55) “our greatest debt to animals,” he asserts, “lies in the fact that “the basic emotions and concepts with which we realte to one another have, for millennia, been expressed and formed by imagery” drawn from them. He asks “how long can the emotions and concepts persevere when the creatures that inspired them vanish from our lives? Without animals, could we still be human?” (pp. 217-218).

The author has compiled many intriguing examples of animal bride and groom tales from both written and oral sources, which differ in species and characters represented but have many elements in common. Readers of The Serpent and the Swan will encounter both familiar and unfamiliar examples of the animal bride story which serve to explore human—animal relationships. Familiar stories include Tchaikovsky’s “Swan Lake,” de Beaumont’s “Beauty and the Beast,” Wilde’s “The Fisherman and His Soul,” and Andersen’s classic “The Little Mermaid,” recently popularized by Disnev, Contemporary writers such as Elizabeth Marshall Thomas’s Animal Wife, Louise Erdrich’s Antelope Wife, and Gary Snyder’s The Woman Who Married a Bear also shed light on the continuing significance of the idea of human-animal marriage.

Sax believes that ‘‘narratives develop around figures like the animal bride” in ‘an organic way” and he compares the process to “the evolution of new forms of life” as “organic matter is endlessly recombined and recycled” (p. 200), This idea relates to his view that “myth is far less a conscious creation than a product of evolution, reflecting the intricate ways in which people have come to terms with a changing environment over hundreds of millennia” (p 201). The extraordinary significance and relevance of the animal bride and groom is emphasized in Sax’s statement that the tale “records—and, to an extent protests—the drawing of a sharp division between the realm of people and that of animals. For this reason, it marks the start of the process we know as “civilization,” characterized by increasing urbanization, technological complexity, and rapid geographic expansion of human settlement Today, “animal bride tales continue to provide a record of the changes in our troubled relations with the natural world” (pp 201 -2O2). Ultimately, Sax asserts, it is our longing for a community that includes unity with nature that “draws us to fairy tales and myths, including that of the animal bride" (p 214).

The Serpent and the Swan is highly recommended to all who wish to probe human—animal relationships at their deep symbolic levels. Readers concerned with gender studies will also find the book provocative. Some of the ideas expressed will no doubt evoke controversy. Certainly there will be disagreement with Sax’s arguments in favor of meat-eating, as those arguments must be evaluated within the context of present-day factory farming practices. The text sometimes strays from the main subject, but the diversions are often fascinating and relevant for the general field of human—animal interactions, Above all, in this era of environmental crisis, Sax’s book is valuable for its role in stimulating thought about the vital topic of human relation ships with nature and for its unusually rich insights that contribute much to our ever-increasing understanding of people’s complicated and often contradictory relationships with animals.

Elizabeth Atwood Lawrence

Tufts University School of Veterinary Medicine

North Graf ton, MA

USA